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Finding Aid

2014-0373-F: Records on the Sarbanes-Oxley Act of 2002 to or from the Securities and Exchange Commission (SEC) or Congress

Scope and Content

The materials in FOIA 2014-0373-F are a selective, not necessarily all inclusive, body of documents responsive to the topic of the FOIA. Researchers should consult the archivist about related materials.

FOIA 2014-0373-F contains materials related to the Sarbanes-Oxley Act of 2002, limited to information or correspondence with the Securities and Exchange Commission (SEC) or Congress.

This FOIA primarily contains drafts of legislation, internet printouts, legislation comparison charts, press releases, correspondence from Congress, factual reports, talking points, official transcripts of press briefings and remarks, as well as administrative documents such as fax cover sheets and printed emails. Electronic records include week ahead schedules, weekly and daily whip notices, and floor reports from the House of Representatives; statements, speeches, press releases, and fact sheets from Congressmen; testimony and speeches from Chairman Harvey Pitt of the SEC; and lists of amendments, all related to H.R. 3763 (the Corporate and Auditing Accountability, Responsibility, and Transparency Act of 2002) and S. 2673 (the Public Company Accounting Reform and Investor Protection Act of 2002). Also present are numerous copies of the Statement of Administration Policy on S. 2673. Additionally, there are lists of conferees and the conference report for this legislation. Lastly, the signing statement and speech given by President George W. Bush on July 30, 2002 as he signed the Sarbanes-Oxley Act of 2002 are present.


40 folders, approximately 1,821 pages / 358 assets


Official records of George W. Bush's presidency are housed at the George W. Bush Presidential Library and Museum and administered by the National Archives and Records Administration under the provisions of the Presidential Records Act.

Folders and Documents

Records Management, White House Office of

Subject Files - BE003 (Free Enterprise) Subject Files - FA (Federal Aid) Subject Files - FG006-01 (White House Staff) Subject Files - FG065 (Independent Agencies, Boards & Commissions) Subject Files - FG249 (Securities & Exchange Commission) Subject Files - PE001 (Ethics, Federal Service)

Staff Member Office Files

Chief of Staff, White House Office of - Burks, Jonathan Council of Economic Advisers - Kroszner, Randall (Randy) - Subject Files Counsel's Office, White House - Everson, Nanette Counsel's Office, White House - Newstead, Jennifer (Jen) National Economic Council - Corbett, Bryan National Economic Council - Mooney, Leslie National Economic Council - Sumerlin, D. Marcus (Marc) Public Liaison, White House Office of - Meece, Michael (Mike)